一、环境模拟
1、创建父表dept，主键deptno
SQL> create table dept(deptno number,dname varchar2(20), 2 constraint pk_dept primary key (deptno) 3 );
Table created.
SQL>
2、创建子表emp，主键empno，外键deptno
SQL> create table emp(empno number,ename varchar2(20),deptno number, 2 constraint pk_emp primary key (empno), 3 constraint fk_deptno foreign key (deptno) references dept (deptno) 4 );
Table created.
SQL>
3、插入数据
SQL> insert into dept select deptno,dname from scott.dept;
4 rows created.
SQL> insert into emp select empno,ename,deptno from scott.emp;
14 rows created.
SQL> commit;Commit complete.SQL> select * from dept;
DEPTNO DNAME---------- ----------------------------------------
10 ACCOUNTING
20 RESEARCH
30 SALES
40 OPERATIONS
SQL> select * from emp;
EMPNO ENAME DEPTNO---------- ---------------------------------------- ----------
7369 SMITH 20
7499 ALLEN 30
7521 WARD 30
7566 JONES 20
7654 MARTIN 30
7698 BLAKE 30
7782 CLARK 10
7788 SCOTT 20
7839 KING 10
7844 TURNER 30
7876 ADAMS 20
7900 JAMES 30
7902 FORD 20
7934 MILLER 10
14 rows selected.
SQL>
二、模拟测试–外键无索引
session 1：在子表上插入一条记录，不提交
SQL> select userenv('sid') from dual;
USERENV('SID')--------------
170SQL> insert into emp values(3000,‘xiaoli’,10);
1 row created.
SQL>
session 2：在父表上变更一条记录，将会被挂起
SQL> select userenv('sid') from dual;
USERENV('SID')--------------
191
SQL> update dept set deptno=10,dname='AAAAA' where deptno=10;
查询锁情况：
select
mm.addr
, mm.kaddr
, mm.sid
, row_number() over (partition by mm.type,mm.id1,mm.id2 order by mm.lmode desc ,mm.ctime desc) resource_row_number
, mm.type
, mm.id1
, mm.id2
, decode(mm.lmode, 0, null, 1, 'N', 2, 'SS|RS', 3, 'SX|RX', 4, 'S', 5, 'SSX|SRX', 6, 'X') lmode
, decode(mm.request, 0, null, 1, 'N', 2, 'SS|RS', 3, 'SX|RX', 4, 'S', 5, 'SSX|SRX', 6, 'X') request-- , mm.ctime
, lpad(trunc(mm.ctime/60/60),3) || ' Hour '
|| lpad(to_char(trunc(mm.ctime/60) - trunc(mm.ctime/60/60) * 60,'fm09'), 2) || ' Min '
|| lpad(to_char(mm.ctime - trunc(mm.ctime/60)*60,'fm09'), 2) || ' Sec' ctime
, case when mm.block = 1 and mm.lmode != 0 then 'holder'
when mm.block = 0 and mm.request != 0 then 'waiter'
else null end role
, case when ee.blocking_session is not null then 'waiting for SID '|| ee.blocking_session else null end blocking_session
, dd.sql_text sql_text
, cc.event wait_eventfrom
v$lock mm
, v$session ee
, v$sqlarea dd
, v$session_wait ccwhere mm.sid in ( select nn.sid from ( select
tt.*
, count(1) over (partition by tt.type,tt.id1,tt.id2) cnt
, max(tt.lmode) over (partition by tt.type,tt.id1,tt.id2) lmod_flag
, max(tt.request) over (partition by tt.type,tt.id1,tt.id2) request_flag from v$lock tt ) nn where nn.cnt > 1
and nn.lmod_flag != 0
and nn.request_flag != 0) and mm.sid = ee.sid(+) and ee.sql_id = dd.sql_id(+) and mm.sid = cc.sid(+)order by mm.type, mm.id1, mm.id2,mm.lmode desc ,mm.ctime desc;
这里我们可以看到：
session 1 正在做DML处理，对于DML处理会在表级锁™上加上SX模式的锁。
session 2 在更新主键deptno的时候，因为在子表EMP对应的外键字段上没有锁，因此需要在表级（TM）追加了一个S模式的锁。
session 2 请求追加S模式的锁在了TM上，因为SX与S模式的锁是互斥的，因此session 2 被阻塞而挂起。
session 3：在子表上插入一条记录，同样将会被挂起
SQL> select userenv('sid') from dual;
USERENV('SID')--------------
213
SQL> insert into emp values(3001,'xiaozhang',20);
查询锁情况：
select
mm.addr
, mm.kaddr
, mm.sid
, row_number() over (partition by mm.type,mm.id1,mm.id2 order by mm.lmode desc ,mm.ctime desc) resource_row_number
, mm.type
, mm.id1
, mm.id2
, decode(mm.lmode, 0, null, 1, 'N', 2, 'SS|RS', 3, 'SX|RX', 4, 'S', 5, 'SSX|SRX', 6, 'X') lmode
, decode(mm.request, 0, null, 1, 'N', 2, 'SS|RS', 3, 'SX|RX', 4, 'S', 5, 'SSX|SRX', 6, 'X') request-- , mm.ctime
, lpad(trunc(mm.ctime/60/60),3) || ' Hour '
|| lpad(to_char(trunc(mm.ctime/60) - trunc(mm.ctime/60/60) * 60,'fm09'), 2) || ' Min '
|| lpad(to_char(mm.ctime - trunc(mm.ctime/60)*60,'fm09'), 2) || ' Sec' ctime
, case when mm.block = 1 and mm.lmode != 0 then 'holder'
when mm.block = 0 and mm.request != 0 then 'waiter'
else null end role
, case when ee.blocking_session is not null then 'waiting for SID '|| ee.blocking_session else null end blocking_session
, dd.sql_text sql_text
, cc.event wait_eventfrom
v$lock mm
, v$session ee
, v$sqlarea dd
, v$session_wait ccwhere mm.sid in ( select nn.sid from ( select
tt.*
, count(1) over (partition by tt.type,tt.id1,tt.id2) cnt
, max(tt.lmode) over (partition by tt.type,tt.id1,tt.id2) lmod_flag
, max(tt.request) over (partition by tt.type,tt.id1,tt.id2) request_flag from v$lock tt ) nn where nn.cnt > 1
and nn.lmod_flag != 0
and nn.request_flag != 0) and mm.sid = ee.sid(+) and ee.sql_id = dd.sql_id(+) and mm.sid = cc.sid(+)order by mm.type, mm.id1, mm.id2,mm.lmode desc ,mm.ctime desc;
这里我们可以看到：
session 3 需要做DML处理，同样需要请求SX模式的锁在TM上，因此它被session 2 在TM上S模式锁的请求阻塞。
三、模拟测试–外键有索引
session 1:
SQL> insert into emp values(3000,'xiaoli',10);
1 row created.
SQL>
session 2:
SQL> update dept set deptno=10,dname='AAAAA' where deptno=10;
1 row updated.
SQL>
这里发现session 2 就没有被 session 1 所阻塞。
四、结论
1、所有的外键上创建索引，避免不必要的死锁产生。
2、update 父表的语句，尽量避免更新主键。
